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Building a culture of compliance: Beyond the 401(k) plan audit

Building a culture of compliance: Beyond the 401(k) plan audit

by cpaadmin | Nov 15, 2025 | 401k Compliance, Gratitude

In celebration of this season of gratitude, it’s a good time to zoom out and look at why we conduct 401(k) plan audits in the first place. Yes, audits are required by the Department of Labor (DOL) for plans with 100 or more participants with balances. Yes, there are...

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