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You think you’re in compliance… your tech says otherwise

You think you’re in compliance… your tech says otherwise

by cpaadmin | Apr 20, 2022 | 401k Compliance, Uncategorized

Today’s cloud-based business systems simplify and streamline processes like never before. They can help teams around the world collaborate as if they were just around the corner. But there’s a drawback: your technology can move faster than your compliance. A Japanese...
What the heck is SAS 136 and why you should care

What the heck is SAS 136 and why you should care

by cpaadmin | Jan 17, 2022 | 401k Audit Firm, 401k Compliance, 401k Plan Audit, Audit Insights, Audit Procedures, Auditor, Plan Sponsors, Retirement Plan, SAS 136

Your independent auditor has always adhered to auditing standards established by The Audit Standards Board of the American Institute of Certified Public Accountants (AICPA).  This year, new standards will be implemented for your employee benefit plan audit. In July of...
“We’ll take care of the 401k audit for you” and other myths

“We’ll take care of the 401k audit for you” and other myths

by cpaadmin | Nov 15, 2021 | 401k Audit Firm, 401k Compliance, 401k Plan Audit, Audit Insights

There are many benefits to having a 401(k) plan for your employees, such as retirement savings for your team, reduced taxes on wages, and reduced taxes for the employer, to name a few.  However, there are responsibilities as well, and the employer carries the...
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