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Category: Fiduciary

There are many service providers on your 401(k) plan team. Here’s what their roles are and what to expect from each of them.

Know who’s who: Your 401(k) plan service providers

September 15, 2023

There are many service providers on your 401(k) plan team. Here’s what their roles are and what to expect from each of them. To keep your 401(k) plan sustainable,[...]

401k

Plan sponsors, do you have an investment policy? (What you need to know to be compliant)

May 18, 2021

You’ve probably heard that recent litigation over breaches of fiduciary duty under the Employee Retirement Income Security Act (ERISA) has been making a stir. It’s[...]

Fiduciary Responsibility

June 23, 2016

Fiduciary responsibility for a company’s retirement plan ultimately rests upon Plan Sponsors.  Although an Investment Policy Statement (IPS) is required, the requirement does[...]