by cpaadmin | Oct 15, 2025 | Regulations & Policies, SECURE Act
Just last month, the Department of the Treasury and the IRS issued final regulations addressing the SECURE 2.0 Act provisions relating to catch-up contributions. And while we can’t offer legal or compliance advice (we’re your auditor, not your plan administrator or...
by cpaadmin | Sep 15, 2025 | 401k Communication, Audit Procedures
Completing your independent 401(k) plan audit is a big milestone—but it’s not the final step. Once your auditor issues the report, there are still a few key tasks to wrap up on your end as the plan sponsor. Here’s what happens after the audit is finished, what’s...
by cpaadmin | Aug 15, 2025 | Merger & Acquisitions
When your company is acquiring or merging with another, the due diligence process doesn’t stop at financials or operations. The target company’s retirement plans—especially their 401(k)—carry risks, responsibilities, and decisions that can impact both compliance and...
by cpaadmin | Jul 15, 2025 | Audit Procedures
In 401(k) plan audits, digital tools and AI-powered platforms are helping plan sponsors and auditors streamline processes, reduce errors, and save time. The result? A smarter, more efficient audit experience that’s better for everyone involved, whether you’re...
by cpaadmin | Jun 15, 2025 | 401k Audit Firm, How to choose an auditor
Selecting the perfect auditor for your 401(k) plan isn’t just a box‑checking exercise—but our handy 401(k) auditor checklist will ensure that you cover the key criteria and questions to ask to make the right choice. Because it’s a decision, after all, that can make...
