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Archive

Stay on top of audits: Document your 401k oversight activities

June 16, 2021

We all know that 401k plans provide benefits to employees and employers alike, offering enhanced retirement security for workers and acting as an enticement when recruiting[...]

401k

Plan sponsors, do you have an investment policy? (What you need to know to be compliant)

May 18, 2021

You’ve probably heard that recent litigation over breaches of fiduciary duty under the Employee Retirement Income Security Act (ERISA) has been making a stir. It’s[...]

Recap of the 2019 audit season: Top 5 internal control findings (and how to prevent them)

February 28, 2020

Employee benefits can become a minefield in terms of compliance — and that's why auditing is so important (and not simply a requirement). As your friendly neighborhood[...]